25 December 2012
Prior to the advent of civilization, the human condition was defined by nature. The biosphere of the Earth, with all its diverse flora and fauna, was the predominant fact of human experience. Very little that human beings did could have an effect on the human condition beyond the most immediate effects an individual might cause in the environment, such as gathering or hunting for food. Nothing was changed by the passage of human beings through an environment that was, for them, their home. Human beings had to conform themselves to this world or die.
Since the advent of civilization, it has been civilization and not nature that determines the human condition. As one civilization has succeeded another, and, more importantly, as one kind of civilization has succeeded another kind of civilization — which latter happens far less frequently, since like kinds of civilization tend to succeed each other except when this process of civilizational succession is preempted by the emergence of an historical anomaly on the order of the initial emergence of civilization itself — the overwhelming fact of human experience has been shaped by civilization and the products of civilization, rather than by nature. This transformation from being shaped by nature to being shaped by civilization is what makes the passage from hunter-gatherer nomadism to settled agrarian civilization such a radical discontinuity in human experience.
This transformation has been gradual. In the earliest period of human civilizations, an entire civilization might grow up from nothing, spread regionally, assimilating local peoples not previously included in the project of civilization, and then die out, all without coming into contact with another civilization. The growth of human civilization has meant a gradual and steady increase in the density of human populations. It has already been thousands of years since a civilization could flourish and fail without encountering another civilization. It has been, moreover, hundreds of years since all human communities were bound together through networks of trade and communication.
Civilization is now continuous across the surface of the planet. The world-city — Doxiadis’ ecumenopolis, which I discussed in Civilization and the Technium — is already an accomplished fact. We retain our green spaces and our nature reserves, but all human communities ultimately are contiguous with each other, and there is no direction that you can go on the surface of the Earth without encountering another human community.
The civilization of the present, which I call industrial-technological civilization, is as distinct from the agricultural civilization that preceded it as agricultural civilization was distinct from the nomadic hunter-gatherer paradigm that preceded it in turn. In other words, the emergence of industrialization interpolated a discontinuity in the human condition on the order of the emergence of civilization itself. One of the aspects of industrial-technological civilization that distinguishes it from earlier agricultural civilization is the effective regimentation and indeed rigorization of the human condition.
The emergence of organized human activity, which corresponds to the emergence of the species itself, and which is therefore to be found in hunter-gatherer nomadism as much as in agrarian or industrial civilization, meant the emergence of institutions. At first, these institutions were as unsystematic and implicit as everything else in human experience. When civilizations began to abut each other in the agrarian era, it became necessary to make these institutions explicit and to formulate them in codes of law and regulation. At first, this codification itself was unsystematic. It was the emergence of industrialization that forced human civilizations to make its institutions not only explicit, but also systematic.
This process of systematization and rigorization is most clearly seen in the most abstract realms of thought. In the nineteenth century, when industrialization was beginning to transform the world, we see at the same time a revolution in mathematics that went beyond all the earlier history of mathematics. While Euclid famously systematized geometry in classical antiquity, it was not until the nineteenth century that mathematical thought grew to a point of sophistication that outstripped and exceeded Euclid.
From classical antiquity up to industrialization, it was frequently thought, and frequently asserted, that Euclid was the perfection of human reason in mathematics and that Aristotle was the perfection of human reason in logic, and there was simply nothing more to be done in the these fields beyond learning to repeat the lessons of the masters of antiquity. In the nineteenth century, during the period of rapid industrialization, people began to think about mathematics and logic in a way that was more sophisticated and subtle than even the great achievements of Euclid and Aristotle. Separately, yet almost simultaneously, three different mathematicians (Bolyai, Lobachevski, and Riemann) formulated systems of non-Euclidean geometry. Similarly revolutionary work transformed logic from its Aristotelian syllogistic origins into what is now called mathematical logic, the result of the work of George Boole, Frege, Peano, Russell, Whitehead, and many others.
At the same time that geometry and logic were being transformed, the rest of mathematics was also being profoundly transformed. Many of these transformational forces have roots that go back hundreds of years in history. This is also true of the industrial revolution itself. The growth of European society as a result of state competition within the European peninsula, the explicit formulation of legal codes and the gradual departure from a strictly peasant subsistence economy, the similarly gradual yet steady spread of technology in the form of windmills and watermills, ready to be powered by steam when the steam engine was invented, are all developments that anticipate and point to the industrial revolution. But the point here is that the anticipations did not come to fruition until the nineteenth century.
And so with mathematics. Newton and Leibniz independently invented the calculus, but it was left on unsure foundations for centuries, and Descartes had made the calculus possible by the earlier innovation of analytical geometry. These developments anticipated and pointed to the rigorization of mathematics, but the development did not come to fruition until the nineteenth century. The fruition is sometimes called the arithmetization of analysis, and involved the substitution of the limit method for fluxions in Newton and infinitesimals in Leibniz. This rigorous formulation of the calculus made possible engineering in its contemporary form, and rigorous engineering made it possible to bring the most advanced science of the day to the practical problems of industry.
Historians of mathematics and industrialization would probably cringe at my potted sketch of history, but here it is in sententious outline:
● Rigorization of mathematics also called the arithmetization of analysis
● Mathematization of science
● Scientific systematization of technology
● Technological rationalization of industry
I have discussed part of this cycle in my writings on industrial-technological civilization and the disruption of the industrial-technological cycle. The origins of this cycle involve the additional steps that made the cycle possible, and much of the additional steps are those that made logic, mathematics, and science rigorous in the nineteenth century.
The reader should also keep in mind the parallel rigorization of social institutions that occurred, including the transformation of the social sciences after the model of the hard sciences. Economics, which is particularly central to the considerations of industrial-technological civilization, has been completely transformed into a technical, mathematicized science.
With the rigorization of social institutions, and especially the economic institutions that shape human life from cradle to grave, it has been inevitable that the human condition itself should be made rigorous.
I am not suggesting this this has been a desirable, pleasant, or welcome development. On the contrary, industrial-technological civilization is beset in its most advanced quarters by a persistent apocalypticism and declensionism as industrialized populations fantasize about the end of the social regime that has come to control almost every aspect of life.
I wrote about the social dissatisfaction that issues in apocalypticism in Fear of the Future. I’ve been thinking more about this recently, and I hope to return to this theme when I can formulate my thoughts with the appropriate degree of rigor. I am seeking a definitive formulation of apocalypticism and how it is related to industrialization.
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9 November 2012
Recently, the largest city in the richest country in the world was hit by a storm of considerable strength (14 Stunning Sandy Statistics). Fatalities for the storm’s entire progress, from the Caribbean to New England, numbered a little less than two hundred; property damage is being quoted in the billions of dollars. It is more difficult to measure the disruption to business and individuals lives, but this too was considerable, and will continue for some time.
Cities are the centers of industrial-technological civilization, and they are vulnerable. Of course cities have always been important in the history of civilization; civilization began with cities like Çatal Höyük in present-day Turkey. Some cities are very old. Damascus has been a city for more than four thousand years. And some cities are quite young, like Brasília, which recently celebrated its fiftieth anniversary.
The city as a center of industrial production, organization, and finance is quite recent, however. Most industrial cities supervene on much older cities, and I have commented elsewhere how the tourist’s introduction to a legendary ancient city often involves a desultory bus trip through uninspiring suburbs and industrial development that seems to have nothing to do with the historical center around which this development took place. The industrial city that lies at the center of industrial-technological civilization almost always consists of those recently built portions of a city of a strictly utilitarian character, not excluding the contemporary research universities where the sciences and technologies that drive industry have their origins.
The cities of industrial-technological civilization are very recent, then, even when they supervene on much older cities, and are the result of the rapid and unprecedented urbanization that began with the industrial revolution and which continues today, even as we have recently passed the threshold of being a majority urbanized species. The oldest industrial cities are only about two hundred years old, many are less than a hundred years old, and many are less than fifty years old. In regions such as East Asia where the industrial revolution only arrived in the second half of the twentieth century, the process of urbanization is still getting underway, and the industrialized cities are very young, even as the cities upon which they supervene are very ancient.
The industrial revolution interpolated (and is interpolating) a radical historical discontinuity into the lives of industrialized peoples and their communities. As the industrial revolution arrives in a given region, an entire generation leaves en masse the countryside with all its ancestral memories going back to time out of mind, joining the steadily growing urban masses where they have established new lives, new homes, new traditions, and new communities. In the process of urbanization, the local knowledge of an entire people is obliterated in a single generation, and those thrust into a new and unprecedented social milieu find themselves daily discovering or inventing the knowledge of the ordinarily business of life that is necessary of industrial-technological urbanism.
In addition to the perennial human needs for food, water, waste disposal, clothing, and housing — all of which have been raised to a new order of magnitude by contemporary urbanization, and therefore in themselves pose an unprecedented challenge — there are more recent utility infrastructure developments that have become essential to contemporary industrial-technological urbanism: electricity chief among them, but also telephone lines, internet connectivity, cell phone signals, and wifi signals. few if any of these recent infrastructure additions have been robustly tested against natural disasters.
Natural disasters of the greatest scope occur infrequently, say one in one to five hundred years, and so we have a well-known phrase like, “100 year flood,” although hydrologists don’t use this terminology. Instead, hydrologists speak in statistical terms of “recurrence intervals” or “return period.” Similar considerations hold for other natural disasters besides floods: great fires, earthquakes, and the like. Pre-industrial civilization has been around long enough to have been exposed even of long recurrence intervals on the order of five hundred years, and if you see an area recently devastated by a natural disaster, you will often see that the oldest structure that pre-date industrial-technological civilization are still largely standing, even while recent construction has been leveled by the event. There is a reason for this.
Ancient cities were built, and devastated, and built again, and devastated again, and eventually people learned their lesson and figured out how to build cities that would not be leveled by likely local natural disasters. This is not true for industrial cities, as I have described industrial cities above. The whole of industrial-technological civilization has emerged in such a short period of time, and industrialized cities are so young, that many have not experienced a single natural disaster of any scope, because their entire history to date lies within a recurrence interval — just as the whole of human civilization lies within the present interglacial period.
The unparalleled opportunities brought by electricity, telecommunications, and internet connectivity come with associated risks and vulnerabilities. It is likely that at some point in history to come, a catastrophic outage of the internet could result in social unrest, or, at very least, the disruption of commerce sufficiently severe that ordinary people feel in going out the ordinary business of life. Of course, outages are restored, and cities are rebuilt, but it all comes at a cost since industrial-technological civilization is still very young, its learning curve is very steep.
It is also like that in some future war a major urban area will be subjected to an electromagnetic pulse (EMP) that will destroy all but the most robust and hardened electrical appliances, and this will be an outage that will not soon be made good. But that is a subject for another post.
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Mining is the paradigmatic resource-extraction industry. For the miners themselves, mining has always been dirty, dangerous, and difficult. Technological improvements have made mining slightly less dangerous than it was, but it is still a dangerous activity, as even today miners continue to be trapped underground in mining accidents that capture the world’s attention. Technology has also allowed mining to become a Brobdingnagian industry, scaled up to a seemingly inhuman enormity, leveling entire mountains and permanently altering landscapes.
Mining has often been the only industry to operate in relatively isolated areas — one must mine where the resources are, which means creating an industrial infrastructure in the middle of the wilderness, hiring locals as miners who may have never before worked in any industrial occupation, and transporting the extracted minerals to distant markets, which also means a transportation network. I tried to make this point in my post on Appalachia and American Civilization, where I wrote:
When the Industrial Revolution came to Appalachia, it came in the form of mining. The furnaces of the Industrial Revolution needed coal, and coal was there to be mined. So while earlier industries bypassed isolated Appalachia, the need for coal drove the industrial development of the region. And after a long history of poverty, the mining jobs were welcome.
What was true of isolated Appalachia has been true to many isolated regions of the world that have been discovered to possess mineral wealth. To all these regions, the Industrial Revolution arrived in the form of mining. Of Appalachian mining I also wrote:
Industrial scale mining requires a major capital investment, and this guaranteed that the industries involved in developing coal mining in the region would be very large companies with major capital resources. And the nature of mining guaranteed that the labor involved is difficult and dangerous in the extreme. Miners live an unenviable life. The harshness of the life of the average miner and the capital required by an industry to develop large scale coal mining virtually guaranteed a profound disconnect between management and labor in Appalachia’s coal mining industry.
The relative isolation of many mineral rich regions has meant that there was little in the way of local capital available to develop the resource extraction industries that could be supported by the minerals; this in turn means that the capital and the expertise must come from outside. When the investment and the expertise all comes from outside, that leaves only the most menial and difficult jobs for the local labor force, which, before the arrival of the mining industry, may never have been employed in any industrial occupation, never have punched a time clock, never have worked for wage labor, and never before have seen what industrialized civilization looks like.
In other words, the typical worker that gets recruited to be a miner goes more-or-less directly from subsistence farming in an agriculturally marginal area, probably will little or no formal education, into industrial wage labor. For these individuals, the industrial revolution is experienced personally as a personal revolution (a micro-temporal revolution). This change is so radical (and in most societies is played out over decades or more) one cannot be surprised that those who experience this radical change are themselves radicalized. The workers are first radicalized by their work, in so far as the change from isolated subsistence agriculturalism to industrialization constitutes a radical change in way of life; an individual open to one radical change is likely to be open to another radical change, and another after that. This is one course (inter alia) of political instability.
This process of radicalization through radical change in life — social change experienced directly as personal change — has a long history in Andean South America, and it began in Potosí, where the Spanish found a mountain literally made of silver. The system of colonial overlords overseeing vast numbers of peasant laborers — the model of development that the Spanish imposed throughout Spanish America — was iterated on an industrial scale in Potosí. The city is now a UNESCO Heritage site, which the organization describes as follows:
“Potosí is the one example par excellence of a major silver mine in modern times. The city and the region conserve spectacular traces of this activity: the industrial infrastructure comprised 22 lagunas or reservoirs, from which a forced flow of water produce the hydraulic power to activate the 140 ingenios or mills to grind silver ore. The ground ore was then amalgamated with mercury in refractory earthen kilns called huayras or guayras. It was then moulded into bars and stamped with the mark of the Royal Mint. From the mine to the Royal Mint, the whole production chain is conserved, along with dams, aqueducts, milling centres and kilns. Production continued until the 18th century, slowing down only after the country’s independence in 1825.”
It was primarily the silver from Potosí that filled the Spanish treasure ships that each year brought the wealth of the New World to the Old World, and it was the same massive influx of silver into the Spanish economy that caused one of the first ruinous episodes of hyperinflation in human history, more or less marginalizing the Spanish economy in Europe until the twentieth century.
Potosí is in what is now Bolivia, and Bolivia continues to have a remarkable history of miner-led strikes and social struggles. Moreover, since miners have access to dynamite, these struggles often become violent and deadly. One revolt by Bolivian miners has been called a revolution (cf. 60 years since the 1952 Bolivian revolution), and the Federación Sindical de Trabajadores Mineros de Bolivia (FSTMB) continues to be a force in Bolivian politics (cf., e.g., Bolivian miners reject foreign investors).
Before the miner-led 1952 revolution, radical leaders of the FSTMB in 1946 formulated the “Pulacayo Theses” (“Las Tesis de Pulacayo”), which is a remarkable document by any measure — radical in conception, sweeping in scope, and detailed in its provisions. The third of these theses is this:
Bolivia pese ha ser país atrasado sólo es un eslabón de la cadena capitalista mundial. Las particularidades nacionales representan en sí una combinación de los rasgos fundamentales de la economía mundial.
Bolivia despite being backward country has only one link in the global capitalist chain. National peculiarities represent an original combination of the fundamental features of the global economy.
This is precisely the point I have tried to make, and which is implicit in my book Political Economy of Globalization: resource extraction industries, and particularly those that visit upon their host countries the “resource curse,” are not the outgrowth of broadly-based economic development. In the words of the Pulacayo Theses, such extraction points are linked to the global economy at only one point. This is a fragile link to the main body of industrial-technological civilization, and a vulnerable link.
Many strikes by miners, not only in Bolivia but all over the world, have been epic in proportion, dragging on for years and involving thousands (even in the heart of the industrialized world, as in the UK miners’ strike of 1984–1985). Some of these strikes have been more like miniature civil wars than industrial actions. Recently Peru has seen violent and deadly conflicts over mining (c.f., Peru anti-mining protest leader arrested near Cusco). In Peru, as in Bolivia, mining is big business. It is, in fact, again like Bolivia, the most obvious way in which the global economy is connected to Peru.
Peru is the second largest producer of copper in the world and the sixth largest producer of gold. Global mining companies have invested billions in the extraction of these minerals, and are set to invest more. The Peruvian economy is among the most dynamically growing in Latin America at present, and it seems set to join Brazil and Chile as a stable democratic nation-state in which the quality of lives of the citizens gradually yet predictably improves. This is something like a miracle if we recall the state of affairs in Peru during the worst of the Sendero Luminoso years (though the group is still in existence and even regularly updates a website — and there is also the “Committee to Support the Revolution in Peru” based in well-heeled Berkeley, California).
Mining is a crucial component of the economic and industrial growth of Peru. Multinationals Xstrata and Newmont have enormous operations in the country, as does the Peruvian industrial concern Buenaventura. Newmont is considering an investment of nearly five billion USD in a copper and gold mining project. But as the investment grows and the industry grows, the tension grows with it. Whether or not the institutions of Peruvian society are now strong enough to contain these tensions and channel them constructively into political activity is yet to be see. It will not be easy.
Of course, Peru is not Bolivia, and vice versa. Bolivia never experienced anything like the level of violence and brutality of the Sendero Luminoso campaign in Peru, and Peru has not experienced the level of political instability that has characterized Bolivia’s history. Peru’s capital, Lima, was the City of Kings, and the center of Spanish administration in the New World. In contrast, even though Potosí was the source of legendary wealth, and once the largest city in the Western Hemisphere because of the silver mining, it was always on the periphery politically. Thus in Spanish America, Peru was related to Bolivia as center to periphery.
Nevertheless, there is something to be learned, and learning here is the crucial term. The resource extraction industries have made the same egregious mistakes with such predictable regularity, and resulting in the same predictable regularity of popular action in opposition, that I suspect that all parties to this wearisome political cycle are guilty of a near total absence of creative thinking on the problem. In circumstances like this, it can honestly be said that we need a revolution — but a revolution in the way of doing business, including the ordinary business of life.
Something needs to be done about the shallow industrial base of those places in the world where the global economy has a footprint of a single point. Local capital and local expertise need to join local labor, or the effort is manifestly unsustainable.
Local communities need to adjust their expectations and their way of life just as much as businesses need to adjust their way of doing business. Even if the way of life has not changed in thousands of years, it is changing now, and whether it is minerals or tourists or something else, the old ways are being crowded out as industrial-technological civilization continues its relentless expansion. Modernization isn’t just a good idea, it is the only way the these traditional communities will survive — admittedly, at some cost to tradition, but when the alternative is annihilation and extinction, change would seem to be preferable.
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21 March 2012
After the collapse of Roman power in Western Europe, the most formidable instrument of force projection to emerge in Western Europe was that of Viking Civilization. The naval force projection capabilities of the Vikings were unique in the historical period, and this achievement counts alongside the great instruments of force projection in human history. The next great instrument of force projection to emerge in human history — the Mongol horse archer — was neither naval nor Western European. (I wrote about the Mongol instrument of force projection in The Power of Mobile Fire.) The next capable naval instrument of force projection in Western Europe did not emerge for another five hundred years, as Western Europe fell into the lassitude of an inland and almost purely agricultural civilization.
As with the Mongols, whose power projection abilities grew directly out of a way of life of nomadic pastoralism that involved horsemanship from an early age, the Norse power projection ability also grew directly out of a way of life, that of a people dependent upon shipping. Life in Scandinavia is difficult. If you can imagine the difficulty of life in early medieval Europe, and then multiply this difficulty by colder temperatures, shorter growing seasons, and more difficult overland transportation, you get an idea of the difficulty of life in early medieval Scandinavia. The coastline of what is today Norway in rocky, bleak and cold, and it faces the inhospitable North Sea, but it is deeply indented by fjords. What is a fjord? A fjord is a sunken mountain range whose valleys are filled with frigid waters and whose peaks tower above the narrow waterways. What little farming there is in Norway takes place on a very narrow strip of alluvial deposits between the water’s edge and the steeps sides of the walls of the fjords.
This is a hard land in which to make a living, and people here would have been unimaginably poor were it not for waterborne commerce — raiding and trading by ship gave the medieval Norse peoples what little wealth they possessed. Without shipping, the peoples of Scandinavia would be limited to what little produce can be coaxed from their northern soils. With shipping, the Vikings made themselves a power to be reckoned with, whose influence stretched from the British Isles to Constantinople, where Swedish Vikings became the Varangian guard who were the special detail of the Emperor of Byzantium.
The geography of the fjords was the key to Viking power projection in the same way that the grasslands of Central Asia, capable of pasturing horses but not suitable for settled agriculturalism, were the key to Mongol power projection. The fjords open directly onto the North Sea, but they are not mere harbors. The waterways of the fjords penetrate deep into the interior of the Scandinavian landmass, and these waterways are lined with trees that cover the sides of the fjords. Since a fjord is a sunken mountain range, the tops of the mountains (at least at the coast) do not rise above the timberline. (It is quite beautiful to see Norway in the fall since the autumn colors reach to the top of the walls of the fjords.) Deep waterways plus lots of timber plus quiet inland spots long the fjord far from the storms of the North Sea mean that you can build a boat virtually anywhere along the edge of the fjord.
Shipbuilding technology, while sophisticated, is a skill that one man can acquire from participating in a few projects, after which the experienced shipwright can set himself up at the quiet end of a fjord. His family homestead can supply him with enough to eat while he builds a ship, and once the ship is built the neighbors can all jump on board, leaving their wives at home to care for the farm. Since there were no raiding parties coming from elsewhere in Europe, probing the coast of Scandinavia for unguarded farmsteads, these farms would be safe for the weeks or months that a raiding party was away. Also, there was little wealth here for any foreign raiders to steal. Like the Vikings, they would be attracted to soft targets that had something worth taking and little ability to defend it — like monasteries.
At this point in European history, there was little competition for raiding and trading. The Vikings mostly had the sea lanes to themselves; their free hand on the water meant many opportunities, and the many opportunities lured the ambitious and the adventurous to improve their lot, in the course of which they improved their knowledge of seamanship and the communities upon which they preyed. Communities were isolated. Communications were poor. There was no strong central authority that could be mobilized to systematically counter the Viking threat. Little changed. A soft target might well remain a soft target for generations.
The farms along the fjords were a base and a supply depot; the inhospitable terrain functioned like a natural citadel in which these bases of operations remained safe for generations; the same terrain necessitated shipping as a way of life, and the knowledge of shipping meant a people intimately familiar with life on the water. Ships came out of Scandinavia like horses came out of Mongolia. The success of raiding and trading was a strong incentive for others to iterate the successful model, drawing upon the same knowledge rooted in the same way of life. Moreover, the mythology of the Norse peoples before Christianization was remarkably similarly to the Homeric ethos celebrating the life of the warrior, in which battle is honorable and honor more important than life, and this mythology was the source of a vigorous tradition of poetry that was equally part of the lifeway of the people. One suspects that famous lines of Skaldic poetry were repeated under the breath of Vikings as they approached their targets and prepared themselves to loot and pillage, or perhaps, in the spirit of the genre, lines were improvised as the men went about their brutal work.
Power projection before the industrial revolution was always about a way of life. Some ways of life lent themselves more effectively to power projection than others. Many peoples led peaceful histories in so far as their neighbors would allow them to live in peace without taking up arms, but in an age that respected strength and the right of conquest, the narrative of armed conflict was socially necessary and leaves the impression that all peoples were equally warlike.
The calculus of power projection has not necessarily changed with the advent of industrialization. Still, some things have changed. Earlier, in Marcuse on the Post-WWII settlement, I identified a technological threshold, marked by the Industrial Revolution, that is crucial to the development of power projection:
Before the revolution in mechanical technology — of which the Industrial Revolution was a moment within a larger development — the contests between peoples could be decided by vigorous exertion. Virtually any people could establish an empire by expending sufficient effort. This is parallel to the fact that before the Technological Revolution the interest prohibition was no great impediment to peoples or individuals, since most of that to which peoples or individuals aspired could be secured through sufficient effort (i.e., largely independently of any technical expertise in finance). This is no longer true. In those regions of the world most affected by the Technological Revolution, the age old calculus of ambition has been utterly transformed. Will, effort, and exertion alone are not sufficient for a people to found or expand an empire or for an individual to attain social status.
While I still agree with this, I would point out now that, although ambition and effort could tip the balance in a contest between peoples, as a matter of historical fact the great instruments of power projection have been rooted in the lifeways of a people. This is less about imperial ambition than about the ordinary business of life. The difference for power projection, then, between before and after the Industrial Revolution, is that before the Industrial Revolution an Ozymandian figure could cajole his people to imperial conquest through sheer feats of will, whereas now this is probably no longer possible.
Perhaps it could be said that the essence of power projection has not changed, but certainly its appearance has changed. And here is the sense in which the essence of power projection has not changed, despite the technological threshold: those peoples most adept at the lifeways of industrial-technological civilization are those that can most effectively wage industrialized warfare, and which will then be most effective in industrial age power projection.
It sounds odd to speak of the “lifeways of industrialized peoples,” but it is necessary to begin to think in such terms if one is going to be able to make sense of contemporary history in the same spirit that one brings to the understanding of earlier history. The lifeways of industrialized people do not at all appear similar to the lifeways of pre- and unindustrialized peoples, but the relation of these lifeways to effective power projection remain essentially unchanged.
The first great manifestation of industrial-technological power projection was that of the British Navy, in service to the worldwide British Empire, and with its coaling stations around the globe. Ships crewed by hundreds or thousands of men required coal, fresh water, and food; an entire global infrastructure was necessary to support such a navy. Thus the Royal British Navy both made the British Empire possible as well as the infrastructure created by this Empire made the global reach of the Royal Navy possible.
The second great manifestation of industrial-technological power projection was the success of German land forces during the First and Second World Wars (and the Luftwaffe as well, in so far as it participated in combined arms operations by providing air support For the Wehrmacht’s armored advance). The German mastery of industrial-technological lifeways was apparent in the excellence of German military hardware (both in terms of design and construction), the care and expertise with which German soldiers employed this hardware (British soldiers in North Africa reported that the Germans always made an effort to recover as many of their tanks as they could after dark), and the ability of the German economy to continue to supply its war machine despite the pressures of fighting a two-front war.
The third great manifestation of industrial-technological power projection was the nearly seamless US replacement of the British Navy after the end of the Second World War. The world’s oceans, once patrolled by the Royal British Navy, are now patrolled by the US. The totality of US global control of the sea lanes is nearly unprecedented in history; it continues to this day, though it is under threat (cf. U.S. Confronts an Anti-Access World), and it has played no small role in the growth of global commerce. The Pax Americana has held on the world’s oceans if it can be said to have held anywhere.
The forth great manifestation of industrial-technological power projection was and remains overwhelming US air superiority, with its global infrastructure of airbases (analogous as they are to coaling stations). An air force must have fuel, spare parts, mechanics, and must meet the needs of aircrews. It takes the largest economy in the world to support this infrastructure. And, as with the symbiosis of the Royal Navy and the British Empire, US global influence makes worldwide airbases possible, while the worldwide airbases make US global air superiority possible, and thereby secure continuing US global influence. Continued economic productivity is necessary to support the upkeep and operations of such a force. Should the US economy seriously falter, the US would prove itself unable to remain a competitor in industrial-technological power projection. The fact that the US has managed to maintain and expand its global network over a period of almost seventy years, through good economic times and bad, and has at present no peer force to challenge it globally (though it can be challenged locally), demonstrates the US ability so far to maintain its dominance. Neither more nor less. We cannot extrapolate this dominance into anything beyond the immediate future because there are too many unknown parameters.
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15 March 2012
In several posts I have suggested a generalization of Karl Jaspers idea of an “Axial Age.” For Jaspers (and Lewis Mumford, and others who have followed them), the “Axial Age” was a unique period of human history in which peoples all over the world generated the religious and philosophical ideas that were to inform all subsequent civilization. I call the generalization of the idea of a “Axial Age” “axialization,” which seeks to understand the processes of Jasper’s Axial Age as a general historical process that is not confined to the single instance Jaspers had in mind.
The posts I have written on this include (inter alia):
I have just realized that axialization as an historical process is closely tied to institutionalization as an historical process. In so far as axialization involves a period of unusual intellectual innovation, creativity, and originality in which new ideas and new traditions emerge, it is to be expected that later less creative ages will seek to formulate, elaborate, and establish these intellectual innovations of an Axial Age, and this latter process is institutionalization.
The great religious traditions of the world’s great divisions of civilizations that were the focus of Jaspers’ conception of an Axial Age, I have previously observed, were all emergent from agricultural civilization, and, at least to a certain extent, reflect the concerns of agricultural civilization. In this spirit, I suggested that the the great cave paintings of the late Paleolithic in ice age Europe constituted an axialization of the nomadic paradigm of macro-history.
It now strikes me that not only were the great religious traditions of the world emergent from agricultural civilization, but all of these religions and all of their associated civilizations experienced both axialization and institutionalization under the agricultural paradigm. The institutions of organized religion that have largely served as the organizing principles of the associated civilizations were developed and formalized throughout the duration of agricultural civilization.
I suspect that, since the axialization of the nomadic period came so late in the human development of that period that this axialization never achieved institutionalization, both because the structures of nomadic life did not readily lend themselves to the establishment of institutions, and — just as importantly — because the macro-historical shift from nomadism to agriculturalism meant that the interest and focus of the greater bulk of the human population had shifted to other concerns with the emergence of settled agriculturalism. It is interesting to speculate what an institutionalization of nomadic axial ideas might have been, had settled civilization never emerged.
Agricultural civilization persisted for a period of time sufficient both for the axialization and institutionalization of the ideas implicit in this particular form of human life. Because the ideas implicit in agriculturalism received both axialization (an initial statement) and institutionalization (a definitive formulation), these ideas were not swept aside by the Industrial Revolution in the same way that the ideas implicit in the axialization of the Nomadic paradigm were swept away by agricultural civilization. The nomadic paradigm was swept away so completely by agricultural civilization that this entire epoch of human history was lost to us until it was recovered by the methods of scientific historiography. Throughout the agricultural paradigm, human beings knew nothing except the ideas of the agricultural paradigm. This gave agricultural civilization both a certain narrowness and a certain strength.
I speculated earlier that macro-history may exhibit a “speeding up” such that, while the axialization of the nomadic paradigm came very late in that very long-lasting paradigm, the axialization of the agricultural paradigm did not come nearly so late in the development of agriculturalism. Perhaps, I suggested, the axialization of the industrial paradigm will come even sooner in the relative history of that macro-historical division. But when I wrote that I was not counting on the fact that the institutionalization of the agricultural paradigm had given the axial ideas of agriculturalism a staying power beyond that macro-historical division itself.
Throughout most of the world today, agricultural civilization has been utterly swept away by the industrial revolution and ways of life have been radically change. Yet the ideas of agricultural civilization persist, and they persist partly because of their institutionalization and partly because nothing of commensurate scope and power has emerged to displace them.
Beyond the historical processes of axialization and institutionalization we may have to posit another stage — ossification — in which axial ideas are preserved beyond the macro-historical division that produced them. These ossified ideas serve a retrograde function in keeping human thought tied to a now-lapsed paradigm of human social interaction.
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29 January 2012
There is more than one list of exactly those evils represented by the Four Horsemen of the Apocalypse. The Biblical passage from which the image is derived mentions the horses as being white, red, black, and pale. These have been interpreted as representing conquest, war, famine, and death, though in the Dürer etching above the four horsemen are commonly identified as war, famine, plague, and death.
If we take this latter litany of war, famine, plague, and death as the evils of the Four Horsemen of the Apocalypse, it immediately becomes clear that these are not four evils of apocalypse, but one evil intrinsic to the human condition (death) and three evils intrinsic to settled agricultural civilization.
It is settled agricultural civilization itself that is the apocalypse; the Neolithic Agricultural Revolution was at the same time the Agricultural Apocalypse. For in so far as anthropologists and archaeologists have been able to determine, prior to the Neolithic Agricultural Revolution, there was no war, no famine, and no plague. There was, of course, death, since death is the human condition, but it was the change in the human condition brought about by settled agricultural civilization that added war, famine, and plague to the human condition.
I have mentioned in several posts that the Paleolithic is sometimes called the Paleolithic Golden Age. It is well known that our hunter-gatherer ancestors, before they settled down into agricultural civilization, had a more diverse and therefore a healthier diet. From this healthier diet followed a healthier life. Individuals were taller and lived longer.
It also seems to be the case that settled agricultural civilization made possible war, famine, and death. I have argued many times that civilization and war are born twins. Only the social organization provided by civilization can make organized violence on the scale of war possible. I have even suggested that instead of seeing war and civilization as a facile dichotomy of human experience, we ought to think of large-scale human activity sometimes manifesting itself as civilization and sometimes manifesting itself as war. The two activities are convertible.
With settled civilization and control of the food supply, our ancestors allowed family sizes to grow — both because it was now possible to raise more children than the parents could physically carry, and because more children meant more farm labor. The entire family could be impressed as a labor gang to work on the farm, which produced surplus food when conditions were favorable. However, when conditions turned unfavorable, there were now many mouths to feed, and they could not be readily moved to another location, having surpassed the numbers that can be realistically transformed into a roving band. The obvious result was famine.
Also with settled civilization came the concentration of growing populations in urban centers and in extending trading networks. These concentrations of human population effectively created disease pools in which both viral agents and bacteriological infections could be easily transmitted through a community in close physical proximity. The obvious result was plague.
While the Industrial Revolution allowed us to transcend many of the institutions of agricultural civilization, the pattern of settled life remains, and with it remains the possibilities of war, famine, and death, which now are part of the human condition, and having lived with them for so long they are also become constitutive of human nature.
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27 January 2012
In yesterday’s Addendum on Neo-Agriculturalism I made a distinction between political ideas (with which, to use Sartre’s formulation, essence precedes existence) and historical ideas (with which existence precedes essence). Political ideas are formulated as ideas and are packaged and promoted as ideologies to be politically implemented. Historical ideas are driving forces of historical change that are only recognized and explicitly formulated as ideas ex post facto. At least, that was my general idea, though I recognize that a more subtle and sophisticated account is necessary that will take account of shadings of each into the other, and acknowledging all manner of exceptions. But I start out (being the theoretician of history that I am) in the abstract, with the idea of the distinction to be further elaborated in the light of evidence and experience.
Also in yesterday’s post I suggested that this distinction between political and historical ideas can be applied to communism, extraterrestrialization, pastoralization, singularization, and neo-agriculturalism. Thinking about this further as I was drifting off to sleep last night (actually, this morning as I was drifting off to sleep after staying awake all night, as is my habit) I realized that this distinction can shed some light on the diverse ways that the term “globalization” is used. In short, globalization can be a political idea or an historical idea.
I have primarily used “globalization” as an historical idea. I have argued from many different perspectives and in regard to different sets of facts and details, that globalization is nothing other than the unfolding of the Industrial Revolution in those parts of the world where the Industrial Revolution had not yet transformed the life of the people, many of whom until recently, and many of whom still today, live in an essentially agricultural civilization and according to the institutions of agricultural civilization. While is the true that industrialization is sometimes consciously pursued as a political policy (though the earliest appearances of industrialization was completely innocent of any design), politicized industrialization is almost always a failure. Or, the least we can say is that politicized industrialization usually results in unintended consequences outrunning intended consequences. Industrialization happens when it happens when a people is historically prepared to make the transition from agricultural civilization to industrialized civilization. This is not a policy that has been implemented, but a response both to internal social pressures and external influences.
In this sense of globalization as the industrialization of the global economies and all the peoples of the world, globalization is not and cannot be planned, is not the result of a policy, and in fact almost any attempt to implement globalization is likely to be counter-productive and result in the antithesis of the intended result (with the same dreary inevitability that utopian dreams issue in dystopian nightmares).
However, this is not the only sense in which “globalization” is used, and in fact I suspect that “globalization” is invoked more often in the popular media as a name for a political idea, not an historical idea. Globalization as a political idea is globalization consciously and intentionally pursued as a matter of policy. It is this sense of globalization that is protested in the streets, found wanting in a thousand newspaper editorials, and occasionally touted by think tanks.
Considering the distinction between political ideas and historical ideas in relation to globalization, I was reminded of something I wrote a few months back in 100 Year Starship Study Symposium Day 2:
If you hold that history can be accurately predicted (at least reasonably accurately) a very different conception of the scope of human moral action must be accepted as compared to a conception of history that assumes (as I do) what we are mostly blindsided by history.
A conception of history dominated by the idea that things mostly happen to us that we cannot prevent (and mostly can’t change) is what I have previously called the cataclysmic conception of history. The antithetical position is that in which the future can be predicted because agents are able to realize their projects. This is different in a subtle and an important way from either fatalism or determinism since this conception of predictability assumes human agency. This is what I have elsewhere called the political conception of history.
What I have observed here in relation to futurist prediction holds also in the case of commentary on current events: if one supposes that everything, or almost everything, happens according to a grand design, then it follows that someone or some institution is responsible for current events. Therefore there is someone to blame.
Of course, the world is more complicated and subtle than this, but we only need acknowledge one exception to an unrealistically picayune political conception of history in order to provide a counter-example that demonstrates not all things happen according to a grand design. Any sophisticated political conception of history will recognize that some things happen according to plan, other things just happen and are not part of any plan, while the vast majority of human action is an attempt, only partly successful, to steer the things that happen into courses preferred by conscious agents. If, then, this is the sophisticated political conception of history, what I just called the “unrealistically picayune political conception of history” may be understood as the vulgar political conception of history (analogous to “vulgar Marxism.” Vulgar politicism is political determinism.
This analysis in turn suggests a distinction between vulgar catastrophism, which maintains dogmatically that everything “merely happens,” that chance and accident rules the world without exception, and that there is no rhyme or reason, no planning or design whatsoever, in the world. From this it follows that human agency is illusory. A sophisticated catastrophism would recognize that things largely happen out of our control, but that we do possess authentic agency and are sometimes able to affect historical outcomes — sometimes, but not always or dependably or inevitably.
In so far as globalization is global industrialization, it is and has been happening to the world and began as a completely unplanned development. Since the advent of industrialization, its global extrapolation has mostly followed from the same principles as its unplanned beginnings, but has occasionally been pursued as a matter of policy. On the whole, the industrialization of the world’s economy today is a development that proceeds apace, and which we can sometimes (although not always) influence in small and subtle ways even while the main contours are beyond direct control. Thus globalization begins as a purely historical idea, and as it develops gradually takes on some features of a political idea. This pattern of development, too, is probably repeated in regard to other historical phenomena.
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13 January 2012
Why do I keep writing about Marx? I have already discovered that repeatedly writing about Marx confuses people. Indeed, it confuses some people so completely that if you write a long, detailed criticism of some Marxian idea, those who don’t take the time to read or don’t have the capacity of understand simply assume you’re a Marxist because you’re writing about Marx. Why not get “Karl Marx” tattooed across my knuckles, then? It’s a fun idea. People who read me, but don’t read me closely, sometimes think I’m a Marxist, while people who see me but don’t look closely sometimes think I’m a John Bircher. Really. I was in a coffee house in a trendy part of Portland some years ago having a long and detailed conversation about logic with a friend, and someone asked us if we were from the John Birch Society. I guess it must have been due to our clean-cut looks and the moral earnestness of our discussion. I once asked one of my sisters why people often mistake me for a reactionary, and she said I wasn’t “flying the flag,” and that if I wore my hair in dreadlocks and dressed the part, people would probably think differently. I realized later how right she was.
For my part, I continue to write about Marx because Marx is the greatest exemplar of a perennial tradition of human thought that has been with us from the beginning and which will be with us as long as civilization and human life endures. This tradition wasn’t always called Marxism, and it won’t always be called Marxism, but the perennial tendency will remain. There will always be individuals who are attracted to the perennial idea that Marx represents, and as of the present time Marx remains the most powerful advocate of these ideas. And so it is necessary to grapple with Marx. I might even be willing to go so far as to say of Marx what Hegel said of Spinoza: To be a philosopher, one must first be a Marxist.
I have on many occasions written about the eschatology implicit in Marx, which is a pretty straight-forward secularization of pie-in-the-sky-when-you-die. Recently in Missing the point I used this famous phrase to describe the dead-end ritualism of mass labor under advanced industrialized capitalism, but it is just as true of Marx’s original vision. Some time ago I quoted a famous passage from Bertrand Russell to this end (Mythologies of Industrialized Civilization). This post was cited in a discussion on The Rational Responders web site. No one told me about the discussion; I found it by following the links back from hits to my post. Some seemed to agree with me, while others thought I got it all wrong, and Russell too.
It was one of the central features of Karl Löwith’s philosophy of history that modernity itself consists of a number of secularizations of originally theological concepts, and Löwith clearly implied that this rendered much modern thought essentially illegitimate. This implication was sufficiently clear that Hans Blumenberg wrote a long book, The Legitimacy of the Modern Age, in order to rebut Löwith. Unfortunately, Löwith and Blumenberg are not well known in Anglo-American analytical philosophy, so their works are little discussed. Marx seems to slot in well with Löwith’s secularization thesis, but if secularization is a legitimate historical process, what’s the problem?
I just argued yesterday in Areté and Selection that the medieval world was the direct ancestor of modernity, and if this is indeed the case, then no one should be surprised that many modern concepts of our secular civilization are secularizations of medieval concepts derived from a primarily theological civilization. This is just what happens when a theological civilization gives way to a secular civilization. I’ve been thinking about this a lot recently, and I think that I will begin referring to that which preceded industrial-technological civilization as religio-philosophical civilization.
In any case, to get around to my main point of today’s post, I was thinking about Marx’s own conception of Marx’s communist millennium that would be a worker’s paradise in which:
“…nobody has one exclusive sphere of activity but each can become accomplished in any branch he wishes, society regulates the general production and thus makes it possible for me to do one thing today and another tomorrow, to hunt in the morning, fish in the afternoon, rear cattle in the evening, criticise after dinner, just as I have a mind, without ever becoming hunter, fisherman, herdsman or critic.”
Karl Marx, The German Ideology, Part I: Feuerbach. Opposition of the Materialist and Idealist Outlook, A. Idealism and Materialism
Marx was careful to be vague about the coming worker’s paradise under communism partly because he didn’t want to held to any overly-specific predictions, and partly because he wanted to avoid being called a Utopian. In social science circles, to be called a Utopian is the end the discussion with one’s exclusion as a serious thinker. Marx knew it, dismissed other social theorists himself as utopians, and forcefully argued that communism would come about as a result of inevitable historical processes, not in order to fulfill our dreams of a more just social order in the future.
In other words, Marx’s conception of communism is closely parallel to the line I have consistently argued about the industrial revolution, and, by extension, globalization, since I have also argued that globalization is simply an extension of the industrial revolution — its continuation, and eventually, some decades hence, its completion and fulfillment.
The industrialization of the world’s economies has not come about because of utopian plans for a better, healthier, and more just society, and it did not come about as the result of the nefarious plotting of hidden powers who pull levers behind a curtain. The industrial revolution came about as an historical process that escalated due to a feedback loop of science, technology, and industry. This process is still incomplete. As the process continues its march around the globe — again, not as the result of utopian dreams or evil conspiracies — it creates what we now call globalization, as institutions that first appeared in Western Europe begin to appear elsewhere in the world. But the institutions are symptoms, not causes. People who see only the surface of things see the institutions of industrialized societies as the causes of changes; they are not the causes; these institutions follow from deep structural changes in economic organization.
I don’t think that Marx would have disagreed with me too strenuous only this, and I don’t think that he would disagree all that much with the next claim I will make. I have called the industrial revolution a macro-historical revolution, as it initiates a new stage in human history. There have only been two previous fundamentally distinct forms of human society, and these were hunter-gatherer nomadic societies, and settled agricultural societies. If communism had come about as Marx believed it would come about, then this too would have qualified as a fundamentally new form of human society, and communism would have inaugurated a new macro-historical division. The material conditions of life would have changed for the greater part of humanity. This is simply to put Marx’s idea in my terminology.
I have also argued that Marx’s theory has not really received its experimentum crusis, because the industrial revolution has even in our time not yet been completed. We cannot say that Marx was wrong in his essential argument until globalization has transformed the world entire into an industrialized economy, and then, under these conditions, no communist revolution occurs that expropriates the expropriators. People who still argue today about whether Marx was right or wrong, whether he has been refuted or validated by history, are missing the point: the conditions do not yet obtain under which Marx can be judged to be right or wrong. Thus Marxism must remain an open question for us if we are going to maintain our intellectual integrity.
Given, then, that the fulfillment of Marx’s prophecy is still a live option for history, I ought to count it among the macro-historical possibilities that I began to delineate in Three Futures, where I identified singularization, pastoralization, and extraterrestrialization as historical forces that could sufficiently transform the basic organization of human societies to the point that a new macro-historical division is defined by the transformation. I ought, then, to speak of four futures, except that I am working on another possibility that I hope to discuss soon, which would define five futures — or, better, five strategic trends that suggest transformation on the civilizational level if extrapolated to a sufficient degree.
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4 April 2010
Theses on the Occasion of Easter Sunday
A Theoretical Account of Ritualized Celebration
1. Distinctions must be made among myth, ritual, and celebration.
1.1 Myth, ritual, and celebration, though distinct, are logically related.
1.11 A celebration is an occasion for a ritual,
A ritual is an opportunity to participate in a myth,
Therefore a celebration is an occasion in which to participate in a myth.
Q. E. D.
1.2 Rituals of burial are older than agricultural rituals of life-death-rebirth, even extending to other species (Neanderthals, now extinct), and may well be the origin of life-death-rebirth rituals.
2. Among the most ancient of continually observed celebrations is that of the life-death-resurrection of the Year-God, eniautos daimon.
2.1 The celebration of the life and re-birth of the Year-God, eniautos daimon, is at least as old as settled, agrarian society.
2.11 Agriculture and the written word together produced settled, historical civilization.
2.12 Settled historical civilization has defined the norm of human history from the Neolithic Agricultural Revolution to the Industrial Revolution.
2.2 Settled agrarian society coincides with the origins of civilization.
2.21 The celebration of the life and re-birth of the Year-God, eniautos daimon, coincides with the origins of civilization.
3. Once the breakthrough to history has been made by way of the written word, it is the nature of historical civilization to commemorate nodal points of the year, whether with solemnities, festivities, or both.
3.1 Historical civilization is predicated upon the presumed value of the history that brings that civilization into being.
3.2 Nodal points of the year celebrated in historical civilizations are observed as validation of their historicity through the performance of rituals.
3.21 In a temperate climate, summer and winter solstices and spring and fall equinoxes are nodal points of the year.
4. The mythology of a settled, agricultural civilization emerges from the same regularities of nature observed of necessity by agricultural peoples.
4.1 The calendrics of celebration emerges from the regularities of nature observed of necessity by agricultural peoples.
4.11 The mythology and calendar of celebrations of settled, agricultural civilizations come from the same source.
4.2 Celebrations are the points of contact between the two parallel orders of mythological events and the actual historical calendar.
4.21 A civilization validates its mythology by establishing a correspondence between mythological events and historical events.
4.3 Enacting a myth in historical time, by way of a ritual, makes that myth literal truth by giving to it a concrete embodiment.
5. Easter is one species of the genus of life-death-rebirth celebrations.
5.1 The particular features of the Easter celebration are the result of the adaptive radiation of the dialectic of sacrifice and resurrection.
6. Easter is that species of life-death-rebirth celebration specific to Christendom.
6.1 Christendom was primarily a construction of the Middle Ages.
6.11 Christendom was the legacy of Medieval Europe that disappeared with the passing of medieval civilization but which, like the Roman Empire before it, is with us still and remains a touchstone of the Western tradition.
6.12 Christendom was an empire of the spirit and of the cross as Rome was an empire of the will and of the sword.
6.13 To have once been Roman, and then to have been Christian, and finally to have become modern, is the condition of Western man.
6.2 Easter is a celebration specific to civilization, the civilized celebration par excellence.
7. The naturalistic civilization that is emerging from the consequences of the Industrial Revolution represents the first significant change in the social structure of human society since the Neolithic Agricultural Revolution.
7.1 With the advent of the Industrial Revolution, we have ceased to be an agrarian society.
7.2 For the first time in history, life-death-rebirth celebrations face interpretation by a non-agrarian society.
7.21 Not only should we not hesitate to find new meanings in ancient celebrations, of which Easter represents the latest adaptive radiation, but rather we should actively and consciously seek meanings relevant to the present in such celebrations.
8. As the painters of the renaissance drew upon the traditions of pagan antiquity already at that time a thousand years out of date, so too the post-Christian Western civilization will draw upon the traditions of Christendom for hundreds if not thousands of years to come.
8.1 The period of time that we have come to call the modern era — roughly the past five hundred years — has not been the modern era proper but rather has been the period of the formation of modernity.
8.2 Modernity simpliciter has but begun.
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