The Homeworld Effect and the Hunter-Gatherer Weltanschauung

19 March 2016



It cannot be pointed out too often that by far the most extensive period of human history is prehistory. In the past it was possible to evade this fact and its problematic consequences for conventional historiography, because prehistory could be safely set aside as not being history at all. The subsequent rise of scientific historiography, which allows us to read texts other than written language — geological texts, genetic texts, the texts of material culture uncovered by archaeologists, and so on — have been progressively chipping away at the facile distinction between history and prehistory, so that boundary between the two can no longer be maintained and any distinction between history and prehistory must be merely conventional, such as the convention of identifying history sensu stricto with the advent of written language.

The evolutionary psychology of human beings carries the imprint of this long past until recently unknown to us, lost to us, its loss during the earliest period of civilization being a function of history effaced as the events of more recent history wipe clean the slate of the earlier history that preceded it. Scientific historiography provides us with the ability to recover lost histories once effaced, and, like a recovered memory, we recognize ourselves in this recovered past because it is true to what we are, still today.

From the perspective of illuminating contemporary human society, we may begin with the historical recovery of relatively complex societies that emerged from the Upper Paleolithic, which communities were the context from which the Neolithic Agricultural Revolution emerged. But from the perspective of the evolutionary psychology that shaped our minds, we must go back to the origins of the brain in natural history, and follow it forward in time, for each stage in the evolution of the brain left its traces in our behavior. The brainstem that we share with reptiles governs autonomous functions and the most rudimentary drives, the limbic system that we share with other mammals and which is implicated in our sentience-rich biosphere is responsible for our emotions and a higher grade of consciousness than the brainstem alone can support, and the cerebral cortex enables more advanced cognitive functions that include reflexive self-awareness and historical consciousness (awareness of the past and the future in relation to the immediacy of the present).

Each of these developments in terrestrial brain evolution carries with it its own suite of behaviors, with each new set of behaviors superimposed on previous behaviors much as each new layer of the brain is superimposed upon older layers. Over the longue durée of evolution these developments in brain evolution were also coupled with the evolution of our bodies, which enact the behaviors in question. As we descended from the trees and hunted and killed for food, our stomachs shrank and our brains grew. We have the record of this transition preserved in the bones of our ancestors; we can still see today the cone-shaped ribcage of a gorilla, over the large stomach of a species that has remained primarily vegetarian; we can see in almost every other mammal, almost every other vertebrate, the flat skull with nothing above the eyes, compared to which the domed cranium of hominids seems strange and out of place.

As I wrote in Survival Beyond the EEA, “Evolution means that human beings are (or were) optimized for survival and reproduction in the Environment of Evolutionary Adaptedness (EEA).” (Also on the EEA cf. Existential Threat Narratives) The long history of the formation of our cognitive abilities has refined and modified survival and reproduction behaviors, but it has not replaced them. Our hunter-gatherer ancestors of the Upper Paleolithic were already endowed with the full cognitive power that we continue to enjoy today, though admittedly without the concepts we have formulated over the past hundred thousand years, which have allowed us to make better use of our cognitive endowment in the context of civilization. Everything essential to the human mind was in place long before the advent of civilization, and civilization has not endured for a period of time sufficient to make any essential change to the constitution of the human mind.

The most difficult aspects of the human point of view to grasp objectively are those that have been perfectly consistent and unchanging over the history of our species. And so it is that we do not know ourselves as dwellers on the surface of a planet, shaped by the perspective afforded by a planetary surface, looking up to the stars through the distorting lens of the atmosphere, and held tight to the ground beneath our feet by gravity. At least, we have not known ourselves as such until very recently, and this knowledge has endured for a much shorter period of time than civilization, and hence has had even less impact on the constitution of our minds than has civilization, however much impact it has had upon our thoughts. Our conceptualization of ourselves as beings situated in the universe as understood by contemporary cosmology takes place against the background of the EEA, which is a product of our evolutionary psychology.

To understand ourselves aright, then, we need to understand ourselves as beings with the minds of hunter-gatherers who have come into a wealth of scientific knowledge and technological power over an historically insignificant period of time. How did hunter-gatherers conceive and experience their world? What was the Weltanschauung of hunter-gatherers? Or, if you prefer, what was the worldview of hunter-gatherers?

Living in nature as a part of nature, only differentiated in the slightest degree from the condition of prehuman prehistory, the hunter-gatherer lives always in the presence of the sublime, overwhelmed by an environment of a scale that early human beings had no concepts to articulate. And yet the hunter-gatherer learns to bring down sublimely large game — an empowering experience that must have contributed to a belief in human efficacy and agency in spite of vulnerability to a variable food supply, not yet under human control. Always passing through this sublime setting for early human life, moving on to find water, to locate game, to gather nuts and berries, or to escape the depredations of some other band of hunter-gatherers, our ancestor’s way of life was rooted in the landscape without being settled. The hunter-gatherer is rewarded for his curiosity, which occasionally reveals new sources of food, as he is rewarded for his technological innovations that allow him to more easily hunt or to build a fire. The band never has more children than can be carried by the adults, until the children can themselves escape, by running or hiding, the many dangers the band faces.

As settled agriculturalism began to displace hunter-gatherers, first from the fertile lowlands and river valleys were riparian civilizations emerged, new behaviors emerged that were entirely dependent upon the historical consciousness enabled by the cerebral cortex (that is to say, enabled by the ability to explicitly remember the past and to plan for the future). Here we find fatalism in the vulnerability of agriculture to the weather, humanism in this new found power over life, a conscious of human power in its the command of productive forces, and the emergence of soteriology and eschatology, the propitiation of fickle gods, as human compensations for the insecurity inherent in the unknowns and uncertainties of integrating human life cycles with the life cycles of domesticated plants and animals and the establishment of cities, with their social differentiation and political hierarchies, all unprecedented in the history of the world.

The Weltanschauung of hunter-gatherers, which laid the foundations for the emergence of agrarian and pastoral civilizations, I call the homeworld effect in contradistinction to what Frank White has called the overview effect. The homeworld effect is our understanding of ourselves and of our world before we have experienced the overview effect, and before the overview effect has transformed our understanding of ourselves and our world, as it surely will if human beings are able to realize a spacefaring civilization.

The homeworld effect — that our species emerged on a planetary surface and knows the cosmos initially only from this standpoint — allows us to assert the uniqueness of the overview effect for human beings. The overview effect is an unprecedented historical event that cannot be repeated in the history of a civilization. (If a civilization disappears and all memory of its having attained the overview effect is effaced, then the overview effect can be repeated for a species, but only in the context of a distinct civilization.) A corollary of this is that each and every intelligent species originating on a planetary surface (which I assume fulfills the principle of mediocrity for intelligent species during the Stelliferous Era) experiences a unique overview effect upon the advent of spacefaring, should the cohort of emergent complexities on the planet in question include a technologically competent civilization.

The homeworld effect is a consequence of planetary surfaces being a locus of material resources and energy flows where emergent complexities can appear during the Stelliferous Era (this is an idea I have been exploring in my series on planetary endemism, on which cf. Part I, Part II, Part III, Part IV, and Part V). We can say that the homeworld effect follows from this planetary standpoint of intelligent beings emerging on the surface of a planet, subject to planetary constraints, just as the overview effect follows from an extraterrestrial standpoint.

We can generalize from this observation and arrive at the principle that an effect such as the overview effect or the homeworld effect is contingent upon the experience of some standpoint (or, if you prefer, some perspective) that an embodied being experiences in the first person (and in virtue of being embodied). This first level of generalization makes it obvious that there are many standpoints and many effects that result from standpoints. Standing on the surface of a planet is a standpoint, and it yields the homeworld effect, which when formulated theoretically becomes something like Ptolemaic cosmology — A Weltanschauung or worldview that was implicit and informal for our hunter-gatherer ancestors, but which was explicitly formulated and formalized after the advent of civilization. A standpoint in orbit yields a planetary overview effect, with the standpoint being the conditio sine qua non of the effect, and this converges upon a generalization of Copernican cosmology — what Frank White has called the Copernican Perspective. (We could, in which same spirit, posit a Terrestrial Perspective that is an outgrowth of the homeworld effect.) If a demographically significant population attains a particular standpoint and experiences an effect as a result of this standpoint, and the perspective becomes the perspective of a community, a worldview emerges from the community.

Further extrapolation yields classes of standpoints, classes of effects, classes of perspectives, and classes of worldviews, each member of a class possessing an essential property in common. The classes of planetary worldviews and spacefaring worldviews will be different in detail, but all will share important properties. Civilization(s) emerging on planetary surfaces at the bottom of a gravity well constitute a class of homeworld standpoints. Although each homeworld is different in detail, the homeworld effect and the perspective it engenders will be essentially the same. Initial spacefaring efforts by any civilization will yield a class of orbital standpoints, again, each different in detail, but yielding an overview effect and a Copernican perspective. Further overview effects will eventually (if a civilization does not stagnate or collapse) converge upon a worldview of a spacefaring civilization, but this has yet to take shape for human civilization.

A distinctive aspect of the overview effect, which follows from an orbital standpoint, is the suddenness of the revelation. It takes a rocket only a few minutes to travel from the surface of Earth, the home of our species since its inception, into orbit, which no human being saw until the advent of spacefaring. The suddenness of the revelation not only furnishes a visceral counter-example to what our senses have been telling us all throughout our lives, but also stands in stark contrast to the slow and gradual accumulation of knowledge that today makes it possible to understand our position in the universe before we experience this position viscerally by having attained an orbital standpoint, i.e., an extraterrestrial perspective on all things terrestrial.

With the sudden emergence in history of the overview effect (no less suddenly than it emerges in the experience of the individual), we find ourselves faced with a novel sublime, the sublime represented by the cosmos primeval, a wilderness on a far grander scale than any wilderness we once faced on our planet, and, once again, as with our ancestors before the vastness of the world, the thundering thousands of game animals on the hoof, oceans that could not be crossed and horizons that could not be reached, we lack the conceptual infrastructure at present to fully make sense of what we have seen. The experience is sublime, it moves us, precisely because we do not fully understand it. The human experience of the homeworld effect eventually culminated in the emergence of scientific civilization, which in turn made it possible for human beings to understand their world, if not fully, at least adequately. Further extrapolation suggests that the human experience of the overview effect could someday culminate in an adequate understanding of the cosmos, as our hunter-gatherer drives for locating and exploiting resources wherever they can be found, and the reward for technological innovations that serve this end, continue to serve us as a spacefaring species.

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I am indebted to my recent correspondence with Frank White and David Beaver, which has influenced the development and formulation of the ideas above. Much of the material above appeared first in this correspondence.

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Grand Strategy Annex

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