13 April 2014
The great age of horse nomads
In discussions of the large-scale historical structure of civilization I often have recourse to a tripartite distinction between pre-civilized nomadic foragers, settled agriculturalism (which I also call agrarian-ecclesiastical civilization), and settled industrialism (which I usually call industrial-technological civilization). I did not originate this tripartite distinction, and I cannot remember where I first encountered an exposition of human history in these terms, but this decomposition of human history serves the purposes of large-scale historiography — call it the “big picture” if you like, or Big History — so I continue to employ it.
In this model of the descent with modification of civilization, agriculturalism proved to be so successful a way of life that it eventually (after a period of several thousand years of transition) displaced nomadic hunter-gatherers, who became a minority and a marginalized population while agriculturalism came to literally dominate the landscape. Agriculturalism in turn has been and is being supplanted by industrialism, which holds such potential for economic and military expansion that no agricultural people can hope to stand against an industrialized people. As a result, agriculturalism in its turn is becoming a minority and marginalized activity, while the world continues its industrialization — a process which has been underway a little more than two hundred years (or, say, five hundred years, if we date from the scientific revolution that made this new civilization possible).
Agrarian-ecclesiastical civilization persisted for more than ten thousand years, but these ten thousand or more years were in no sense static and unchanging. Agricultural civilization, especially pure agriculturalism, is an intensely local form of civilization, and as it is subject to the variability of local climatic conditions, it is subject to periodic famine. Thus agrarian-ecclesiastical civilization repeatedly fell into dark ages, sometimes triggered by climatic events. Socioeconomic stress is often manifested in armed conflict, so these low points in the history of civilization, besides being wracked by famine and pandemics, were also frequently made all the more miserable by pervasive, persistent violence. But agrarian-ecclesiastical civilization not only rebounded from its dark ages, but also seemed to gain in strength and extent, so that subsequent dark ages were shorter and less severe (thus perhaps making civilization itself an example of what Nassim Taleb calls antifragility).
What is missing in this narrative is, that prior to the industrial revolution, settled agricultural civilization underwent a great challenge — a challenge to its socioeconomic institutions almost as wrenching as that of the industrial revolution, although this challenge came in a very different form than machines. It came in the form of horses, that is to say, mounted horse warriors from the steppes of Eurasia, who brutally plundered the vast inland empires of the medieval and early modern periods as the Vikings had earlier brutally plundered the coastal areas of early medieval Europe. History mostly remembers these peoples as barbarians, but that is because histories are mostly written by settled agricultural peoples. The miseries and sufferings of settled agricultural peoples at the hands of these barbarians was at the same time the great age of nomadic pastoralists, when the latter came close to seizing the momentum of history.
A distinct form of civilization
As western civilization stumbled with the collapse of Roman power in the west, and was repeatedly prevented from full recovery due to famine, plague, and violence, a very different form of socioeconomic organization was consolidated in the steppes of Central Asia: nomadic horse warriors. Whether one wishes to call this a distinct form of civilization — say, nomadic-pastoralist civilization — or a non-civilization, if civilization is understood to consist, by definition, of settled peoples, the form of social organization that emerged in Eurasia represented by nomadic pastoralists was both distinct and unique. It was also, for a time, highly successful, especially in armed conflict.
The nomadic pastoralists were not without precedent. In my post The Nature of Viking Power Projection, I wrote, “Ships came out of Scandinavia like horses came out of Mongolia.” I have elsewhere argued that Viking civilization represented a unique form of civilization not often recognized in histories of civilization. Here I would like to argue that nomadic pastoralists also represent a unique form of civilization; like the Vikings, this civilization is not based on settlement, but unlike the Vikings, it is a way of life based on the land and not the sea.
Nomadic pastoralists often adopt a semi-settled way of life called transhumance, which involves an annual migration between winter and summer pastures, ascending to higher elevations for summer pasture and descending into the valleys for winter pasture. Thus they may be considered to exemplify a transitional way of life between pure nomadism and settled life. But this is not the only difference between horse nomads and foragers. One important feature of life that distinguishes nomadic pastoralists from nomadic foragers is that the economy of the former is based on domesticated animals (generally, the horse) while that of the latter involves following herds of non-domesticated animals (generally, reindeer). The nomadic pastoralist exercises a far greater control over the landscape in which he makes his life, and a much greater control over the animals upon which he is dependent. It is in this sense that the nomadic pastoralists deserve to be called a civilization, because the relationship between these peoples and their horses was as central to their way of life as the relationship between settled peoples and their crops — only it was a different relationship of dependence.
An unparalleled weapons system
The military accomplishment of the Mongols and the other horse nomads of Eurasia was remarkable. To train, equip, and maintain a fighting force capable of defeating any other force in the world would be a challenge even for the greatest land empires, but that this was accomplished without the established infrastructure of a settled civilization producing agricultural surpluses, which was what equipped and maintained the armies of settled agricultural peoples. John Keegan, famous for his The Face of Battle, also wrote A History of Warfare, in which he includes much interesting material on what he calls the “horse peoples” (especially Chapter 3, “Flesh”).
The most successful of the nomadic pastoralists from the Asian steppe were unquestionably the Mongols, sometimes called the Devil’s Horsemen. From the historical accounts of Mongol depredations upon Europe and the European periphery, the the attacks of the Mongols sound like a natural disaster, like a plague of locusts, but the Mongols were in fact highly disciplined and employed battlefield tactics that the European armies of the period could not effectively counter for hundreds of years. This is an important point, and it is what accounts for the Mongols’ success: although predicated upon a profoundly different socioeconomic organization than that of the agrarian-ecclesiastical civilization of Europe and the European periphery, the Mongols created a land-based fighting force that for several centuries out-matched every military competitor in Eurasia.
The Mongols perfected a weapons system of mobile fire, which latter I have argued has always been the most potent instruments of warfare in any age. If the Mongols had achieved a level of political organization commensurate with its military organization, their socioeconomic system might have ultimately triumphed in Eurasia, and agrarian-ecclesiastical civilization would have been supplanted by nomadic-pastoralist civilization instead of later being supplanted by industrial-technological civilization.
A uniquely brutal conquest
The Mongols militarily defeated both China and Russia, two of the largest land empires on the planet, and would have permanently subjugated these peoples had they the political structures capable of administering the territories they conquered. Instead of the brutality of horsemen, the Chinese were ultimately subject to the brutality of Chinese emperors and the Russians to the brutalities of their Tsars, which despite being horrific, was less horrific than the depredations of horse nomads.
The conquests of the Mongols were destructive beyond the level of destruction typical of that inflicted by the armies of agrarian-ecclesiastical civilization, and this brutality possibly reached its peak with the depredations of Tamerlane, also called Timur the Lame, who is estimated to have been responsible for the death of about five percent of total global population of the time (the Wikipedia article cites two sources for this claim). In this sense, Tamerlane had much in common with a natural disaster (I noted above the the depredations of horse nomads were often treated like natural disasters by the settled civilizations who suffered from them), as such mortality levels are usually confined to pandemics.
It may have been this brutality and destruction as much as the lack of higher order political organization that ultimately limited the ability of pastoral nomads to rule the peoples they defeated. Notorious leaders of horse nomads such as Attila the Hun, Ghengiz Khan, and Tamerlane seemed to be blind to the most basic forms of enlightened self-interest, as they could have extended their own rule, and had more wealth to plunder, if they have been less destructive in their conquests. This is part of the reason that the peoples that they led are commonly called barbarians, and their way of life is denied the honorific of being called a civilization.
The end of horse nomads as an historical force
If we think of the Turkic peoples of Central Asia as the inheritors of the traditions of horse nomads, the period of the pastoralist challenge to settled agriculturalism continues into the early modern period of European history, up to the two sieges of Vienna, Siege of Vienna in 1529 by the forces of Suleiman the Magnificent, and the Battle of Vienna in 1683, when in both cases Turkish forces sought to take Vienna and were repulsed.
Western history remembers the turning back of the Turks at the Gates of Vienna as the turning point in the depredations of the Turkish Ottomans on Europe. In the following years, the Turks would be pushed back further, and lands would be recovered for Europe from the Turks. But we might also remember this as the last rally of the tradition of conquest that began with the horse nomads of Eurasia. By this time, the Turks had transformed themselves into an empire — the Ottoman Empire — and had adopted the ways of settled peoples. At this point, horse nomads dropped out of history and ceased to be a force shaping civilization.
The future of nomadic pastoralism
In several posts — Three Futures, Pastoralization, and The Argument for Pastoralization, inter alia — I formulated a kind of pastoralism that could define a future pathway of development for human civilization (note that “development” does not here mean “progress”). If this idea of a future for pastoralism is integrated with the realization I have attempted to describe above — viz. that nomadic pastoralism was the greatest challenge to settled agricultural civilization until industrialization — it is easy to see the possibility of a neo-pastoralist future in which industrial-technological civilization itself is challenged by technologically sophisticated pastoral nomads.
While this scenario of technologically sophisticated nomads sounds more like a script for a science fiction film than a likely scenario for the future, it describes possible forms of existential risk, such as permanent stagnation and flawed realization — the former if such a development took us below the level of technological progress necessary to maintain the momentum of industrial-technological civilization, and the latter if this technological progress continues but issues in a society (or, more likely, two or more distinct societies in conflict, i.e., settled and nomadic) that channels this progress into a new dark age, made the more protracted by the lights of a perverted science.
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21 March 2012
After the collapse of Roman power in Western Europe, the most formidable instrument of force projection to emerge in Western Europe was that of Viking Civilization. The naval force projection capabilities of the Vikings were unique in the historical period, and this achievement counts alongside the great instruments of force projection in human history. The next great instrument of force projection to emerge in human history — the Mongol horse archer — was neither naval nor Western European. (I wrote about the Mongol instrument of force projection in The Power of Mobile Fire.) The next capable naval instrument of force projection in Western Europe did not emerge for another five hundred years, as Western Europe fell into the lassitude of an inland and almost purely agricultural civilization.
As with the Mongols, whose power projection abilities grew directly out of a way of life of nomadic pastoralism that involved horsemanship from an early age, the Norse power projection ability also grew directly out of a way of life, that of a people dependent upon shipping. Life in Scandinavia is difficult. If you can imagine the difficulty of life in early medieval Europe, and then multiply this difficulty by colder temperatures, shorter growing seasons, and more difficult overland transportation, you get an idea of the difficulty of life in early medieval Scandinavia. The coastline of what is today Norway in rocky, bleak and cold, and it faces the inhospitable North Sea, but it is deeply indented by fjords. What is a fjord? A fjord is a sunken mountain range whose valleys are filled with frigid waters and whose peaks tower above the narrow waterways. What little farming there is in Norway takes place on a very narrow strip of alluvial deposits between the water’s edge and the steeps sides of the walls of the fjords.
This is a hard land in which to make a living, and people here would have been unimaginably poor were it not for waterborne commerce — raiding and trading by ship gave the medieval Norse peoples what little wealth they possessed. Without shipping, the peoples of Scandinavia would be limited to what little produce can be coaxed from their northern soils. With shipping, the Vikings made themselves a power to be reckoned with, whose influence stretched from the British Isles to Constantinople, where Swedish Vikings became the Varangian guard who were the special detail of the Emperor of Byzantium.
The geography of the fjords was the key to Viking power projection in the same way that the grasslands of Central Asia, capable of pasturing horses but not suitable for settled agriculturalism, were the key to Mongol power projection. The fjords open directly onto the North Sea, but they are not mere harbors. The waterways of the fjords penetrate deep into the interior of the Scandinavian landmass, and these waterways are lined with trees that cover the sides of the fjords. Since a fjord is a sunken mountain range, the tops of the mountains (at least at the coast) do not rise above the timberline. (It is quite beautiful to see Norway in the fall since the autumn colors reach to the top of the walls of the fjords.) Deep waterways plus lots of timber plus quiet inland spots long the fjord far from the storms of the North Sea mean that you can build a boat virtually anywhere along the edge of the fjord.
Shipbuilding technology, while sophisticated, is a skill that one man can acquire from participating in a few projects, after which the experienced shipwright can set himself up at the quiet end of a fjord. His family homestead can supply him with enough to eat while he builds a ship, and once the ship is built the neighbors can all jump on board, leaving their wives at home to care for the farm. Since there were no raiding parties coming from elsewhere in Europe, probing the coast of Scandinavia for unguarded farmsteads, these farms would be safe for the weeks or months that a raiding party was away. Also, there was little wealth here for any foreign raiders to steal. Like the Vikings, they would be attracted to soft targets that had something worth taking and little ability to defend it — like monasteries.
At this point in European history, there was little competition for raiding and trading. The Vikings mostly had the sea lanes to themselves; their free hand on the water meant many opportunities, and the many opportunities lured the ambitious and the adventurous to improve their lot, in the course of which they improved their knowledge of seamanship and the communities upon which they preyed. Communities were isolated. Communications were poor. There was no strong central authority that could be mobilized to systematically counter the Viking threat. Little changed. A soft target might well remain a soft target for generations.
The farms along the fjords were a base and a supply depot; the inhospitable terrain functioned like a natural citadel in which these bases of operations remained safe for generations; the same terrain necessitated shipping as a way of life, and the knowledge of shipping meant a people intimately familiar with life on the water. Ships came out of Scandinavia like horses came out of Mongolia. The success of raiding and trading was a strong incentive for others to iterate the successful model, drawing upon the same knowledge rooted in the same way of life. Moreover, the mythology of the Norse peoples before Christianization was remarkably similarly to the Homeric ethos celebrating the life of the warrior, in which battle is honorable and honor more important than life, and this mythology was the source of a vigorous tradition of poetry that was equally part of the lifeway of the people. One suspects that famous lines of Skaldic poetry were repeated under the breath of Vikings as they approached their targets and prepared themselves to loot and pillage, or perhaps, in the spirit of the genre, lines were improvised as the men went about their brutal work.
Power projection before the industrial revolution was always about a way of life. Some ways of life lent themselves more effectively to power projection than others. Many peoples led peaceful histories in so far as their neighbors would allow them to live in peace without taking up arms, but in an age that respected strength and the right of conquest, the narrative of armed conflict was socially necessary and leaves the impression that all peoples were equally warlike.
The calculus of power projection has not necessarily changed with the advent of industrialization. Still, some things have changed. Earlier, in Marcuse on the Post-WWII settlement, I identified a technological threshold, marked by the Industrial Revolution, that is crucial to the development of power projection:
Before the revolution in mechanical technology — of which the Industrial Revolution was a moment within a larger development — the contests between peoples could be decided by vigorous exertion. Virtually any people could establish an empire by expending sufficient effort. This is parallel to the fact that before the Technological Revolution the interest prohibition was no great impediment to peoples or individuals, since most of that to which peoples or individuals aspired could be secured through sufficient effort (i.e., largely independently of any technical expertise in finance). This is no longer true. In those regions of the world most affected by the Technological Revolution, the age old calculus of ambition has been utterly transformed. Will, effort, and exertion alone are not sufficient for a people to found or expand an empire or for an individual to attain social status.
While I still agree with this, I would point out now that, although ambition and effort could tip the balance in a contest between peoples, as a matter of historical fact the great instruments of power projection have been rooted in the lifeways of a people. This is less about imperial ambition than about the ordinary business of life. The difference for power projection, then, between before and after the Industrial Revolution, is that before the Industrial Revolution an Ozymandian figure could cajole his people to imperial conquest through sheer feats of will, whereas now this is probably no longer possible.
Perhaps it could be said that the essence of power projection has not changed, but certainly its appearance has changed. And here is the sense in which the essence of power projection has not changed, despite the technological threshold: those peoples most adept at the lifeways of industrial-technological civilization are those that can most effectively wage industrialized warfare, and which will then be most effective in industrial age power projection.
It sounds odd to speak of the “lifeways of industrialized peoples,” but it is necessary to begin to think in such terms if one is going to be able to make sense of contemporary history in the same spirit that one brings to the understanding of earlier history. The lifeways of industrialized people do not at all appear similar to the lifeways of pre- and unindustrialized peoples, but the relation of these lifeways to effective power projection remain essentially unchanged.
The first great manifestation of industrial-technological power projection was that of the British Navy, in service to the worldwide British Empire, and with its coaling stations around the globe. Ships crewed by hundreds or thousands of men required coal, fresh water, and food; an entire global infrastructure was necessary to support such a navy. Thus the Royal British Navy both made the British Empire possible as well as the infrastructure created by this Empire made the global reach of the Royal Navy possible.
The second great manifestation of industrial-technological power projection was the success of German land forces during the First and Second World Wars (and the Luftwaffe as well, in so far as it participated in combined arms operations by providing air support For the Wehrmacht’s armored advance). The German mastery of industrial-technological lifeways was apparent in the excellence of German military hardware (both in terms of design and construction), the care and expertise with which German soldiers employed this hardware (British soldiers in North Africa reported that the Germans always made an effort to recover as many of their tanks as they could after dark), and the ability of the German economy to continue to supply its war machine despite the pressures of fighting a two-front war.
The third great manifestation of industrial-technological power projection was the nearly seamless US replacement of the British Navy after the end of the Second World War. The world’s oceans, once patrolled by the Royal British Navy, are now patrolled by the US. The totality of US global control of the sea lanes is nearly unprecedented in history; it continues to this day, though it is under threat (cf. U.S. Confronts an Anti-Access World), and it has played no small role in the growth of global commerce. The Pax Americana has held on the world’s oceans if it can be said to have held anywhere.
The forth great manifestation of industrial-technological power projection was and remains overwhelming US air superiority, with its global infrastructure of airbases (analogous as they are to coaling stations). An air force must have fuel, spare parts, mechanics, and must meet the needs of aircrews. It takes the largest economy in the world to support this infrastructure. And, as with the symbiosis of the Royal Navy and the British Empire, US global influence makes worldwide airbases possible, while the worldwide airbases make US global air superiority possible, and thereby secure continuing US global influence. Continued economic productivity is necessary to support the upkeep and operations of such a force. Should the US economy seriously falter, the US would prove itself unable to remain a competitor in industrial-technological power projection. The fact that the US has managed to maintain and expand its global network over a period of almost seventy years, through good economic times and bad, and has at present no peer force to challenge it globally (though it can be challenged locally), demonstrates the US ability so far to maintain its dominance. Neither more nor less. We cannot extrapolate this dominance into anything beyond the immediate future because there are too many unknown parameters.
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