North Korea’s Missile Boats

10 September 2016

Saturday


The Dear Leader watches a SLBM test.

The Dear Leader watches a SLBM test.

The missile boat (SSBN) — a submarine capable of launching ballistic missiles (SLBM) while at sea — was the ultimate weapons system of the Cold War, and now North Korea has them. North Korea has just conducted its fifth nuclear teat, and before that it conducted a successful missile launch from a submarine. Thus North Korea possesses all the elements necessary to mount a nuclear weapon on a ballistic missile and to fire such missiles from a submarine at sea.

The official North Korean news agency has made the connection between ballistic missiles and the most recent nuclear test explicit in a press report DPRK Succeeds in Nuclear Warhead Explosion Test:

“The standardization of the nuclear warhead will enable the DPRK to produce at will and as many as it wants a variety of smaller, lighter and diversified nuclear warheads of higher strike power with a firm hold on the technology for producing and using various fissile materials. This has definitely put on a higher level the DPRK’s technology of mounting nuclear warheads on ballistic rockets.”

There are only nine (9) nation-states that possess nuclear weapons (the US, Russia, Britain, France, China, India, Pakistan, North Korea, and Israel, the latter a non-declared nuclear state), and seven (7) nation-states with a nuclear SLBM capability (the US, Russia, Britain, France, China, India, and North Korea). This is a small and exclusive club — half the number of nation-states who operate aircraft carriers (i.e., 15) — but, as we see, it is a club that can be crashed. If a nation-state like North Korea is willing to neglect the needs of its citizens and invest its national resources in weapons systems, even a poor and isolated nation-state can join this select club.

It should be noted that all of these advanced weapons systems — weapons systems such as submarines, ballistic missiles, and nuclear weapons, which require years, if not decades, to produce — have been developed or acquired while North Korea was actively engaged in “peace” negotiations (the “six party talks”), as well as throughout the era of “Sunshine Policy” diplomacy by South Korea (which was in place for almost a decade, from 1998 to 2007), which era included paying North Korea about 200 million USD to attend the June 2000 North–South summit. The most obdurate forms of denialism would be necessary in order to construe either diplomatic negotiations or the Sunshine Policy as possessing even limited efficacy, given that North Korea has developed its missile boats under these diplomatic umbrellas. We should not try to conceal from ourselves the magnitude of this failure.

Why would North Korea choose to invest its limited resources into the development of missile boats rather than providing for the basic needs of the North Korean people, such as food, electricity, education, hospitals, and shelter? John Delury, a professor at Yonsei University Graduate School of International Studies, was quoted on the BBC as saying:

“Above all else, North Korea’s nuclear programme is about security — it is, by their estimation, the only reliable guarantee of the country’s basic sovereignty, of the Communist regime’s control, and of the rule of Kim Jong-un.”

This quote perfectly illustrates the imperative of what J. Rufus Fears called “national freedom” (and which I recently discussed in Eight Permutations of Freedom, Following J. Rufus Fears): North Korea sees itself as securing its national freedom, i.e., sovereignty and autonomy, first and foremost. The imperative of sovereignty and the imperataive of regime survival, moreover, are identical when national sovereignty and the regime are identified, and this identification is usually a key goal of propaganda.

Given the imperatives of sovereignty and regime survival, why a missile boat? Why not a supersonic bomber? Why not an aircraft carrier? Why not build a hybrid warfare capacity? I have already noted above that the missile boat was the ultimate Cold War weapons system. Why was the missile boat the ultimate Cold War weapons system? Because it is difficult to track submarines under the sea (when submerged they can’t be seen by satellites), and because submarines can approach the coastline of any continent and fire missiles at close range. A missile fired off the coast of a nation-state on a depressed trajectory could reach its target with a nuclear warhead in ten minutes or less, which is too short of a response time for even the most advanced anti-missile systems. The US would have a reasonable chance of taking out a land-based ICBM launched from North Korean soil, but there is little that the US could do about an SLBM a few minutes away from a major coastal city.

Missile boats were originally conceived as a “second strike” capability; that is to say, if a major nuclear exchange took place between the superpowers, it was assumed that land-based ballistic missiles and air bases (which could put nuclear-armed bombers in the air) would be mostly destroyed in the first strike, but no nuclear planner was so optimistic as to believe that even a massive, thorough, and precise first strike could also destroy all missile boats at sea. Thus a nuclear “sneak attack” could not achieve a perfect counterforce result (i.e., disarming the enemy), and the attacker would still bear the brunt of nuclear retaliation. Nuclear deterrence was guaranteed by missile boats.

Understood as a second strike weapon upon its introduction, the SSBN was conceived as an integral part of the nuclear “triad,” which also included land-based ICBMs and nuclear-armed bombers. Continuing technological advances transformed the SSBN from one leg of the stool to the primary strategic weapon. Missiles became more accurate, and MIRVed warheads allowed one missile to carry multiple warheads. The only reason that ICBMs still exist today is because they have a political and economic constituency; there is no longer any military need for ICBMs, which are the most vulnerable part of the nuclear triad. There is still good reason to have nuclear-armed bombers, but submarines can carry more missiles than a bomber, can stay away from its base longer than a bomber, and is more difficult to find than a bomber. All of these advantages have contributed to making the SSBN the primary strategic weapons system.

Given the status of SSBNs as the primary strategic weapon, submarine warfare become increasingly important throughout the Cold War. Soviet and American subs tracked each other through the world’s oceans. There is an entire book devoted to the Cold War submarine theater, Blind Man’s Bluff: The Untold Story of American Submarine Espionage. I strongly recommend this book, as it describes in detail the technologically sophisticated but also dramatically human story of the attempt by both the US and the USSR to track each other’s missile boats at sea, which was a grand cat-and-mouse game that endured throughout the Cold War, and indeed probably endures to this day in a modified form. Now the impoverished and paranoid nation-state of North Korea is a player in this game.

Given the technical difficulty of submarine warfare, we should not expect North Korea’s first efforts to be any match for the Russians or the Americans, but the point is that, as they enter into this deadly game, they will incrementally improve their technology and operations. One would not expect that North Korean missile boats could patrol the west coast of North America without being discovered, at their present level of technology and operations, but in ten or twenty years that might change. At the present moment, the US and NATO allies possess definitive technological superiority over North Korean submarine assets, but we can easily predict that these assets will not be effectively employed against North Korea, because the same technological superiority was not employed to prevent them from developing these weapons systems in the first place. As long as no nation-state has the stomach to confront North Korea, it will continue to improve its arsenal of strategic weapons. By the time it becomes necessary to act to counter North Korea’s strategic weapons systems, these weapons systems will be better than they are today, and the confrontation more costly than it would be today.

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Note Added 03 October 2016: Several articles have appeared today noting new satellite imagery that suggests North Korea is building a larger missile boat than anything presently in their submarine fleet, cf. North Korea Building Massive New Ballistic Missile Submarine For Nuclear Strikes.

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Thursday


An official photograph of Kim Jong-un from a KCNA on 'WPK Central Committee Issues Order to Conduct First H-Bomb Test'

An official photograph of Kim Jong-un from a KCNA on ‘WPK Central Committee Issues Order to Conduct First H-Bomb Test’

An official announcement has been made that North Korea has successfully tested an H-Bomb; global response to this announcement has been both skeptical and critical. Here (in part) is the official announcement from the English language version of KCNA (Korean Central News Agency, run by the DPRK) from DPRK Proves Successful in H-bomb Test:

The first H-bomb test was successfully conducted in Juche Korea at 10:00 on Wednesday, Juche 105 (2016), pursuant to the strategic determination of the WPK. Through the test conducted with indigenous wisdom, technology and efforts the DPRK fully proved that the technological specifications of the newly developed H-bomb for the purpose of test were accurate and scientifically verified the power of smaller H-bomb. It was confirmed that the H-bomb test conducted in a safe and perfect manner had no adverse impact on the ecological environment. The test means a higher stage of the DPRK’s development of nuclear force.

It is thought unlikely that North Korea has the technological and engineering expertise to produce an H-bomb, but it is generally conceded that this is nevertheless possible, and, if the announcement is true, it is an unwelcome development that has already been officially denounced by the UN Security Council. Nation-states skeptical of the H-bomb claim made by North Korea have already moved to condemn the development, just in case it may be true.

There are good reasons for skepticism in the international community. Not only are the seismic signatures of the test smaller than would be expected from an H-bomb, but North Korea has a long history of bluster regarding its weapons systems. The DPRK relies as much on the bluster as on the weapons systems themselves for deterrent effect.

In How Scientists Know the North Korea Blast Probably Wasn’t an H-Bomb: It’s too similar to earlier explosions. we read regarding the DPRK nuclear weapon test:

“An actual hydrogen bomb has a seismic signature similar to an atomic weapon’s. But its explosive yield is in the much larger megaton range. It’s more likely North Korea ‘turbo-charged’ a normal atomic explosion by adding a small amount of tritium to the bomb’s core rather than inventing a miniature hydrogen bomb from scratch.”

There are several separable issues in this paragraph that should be distinguished. Miniaturization of a nuclear device is distinct from the capability of building the device, although the more progress a nation-state makes in miniaturization, the better the weaponization of a ballistic missile (another technology that North Korea has been pressing to develop). There is a first threshold of a nuclear device small enough to be delivered by an ICBM, and a second threshold of miniaturization when MIRVed ICBMs become possible. But presumably the reference to a “miniature” hydrogen bomb refers to the small size of the seismic signature and the DPRK’s own reference to the test being of a “smaller H-bomb.” A smaller fusion device is a greater technical and engineering challenge to build, but it does not require a distinct design (i.e., inventing from scratch). There have been several disputed nuclear tests (particularly those conducted by Pakistan) upon which nuclear scientists disagree whether the tests were “fizzles” or whether a more severe test was purposefully conducted in order to obtain a more rigorous result. Until actual test data are made publicly available (not likely for a hundred years or more) we cannot know the answer to this question, and we similarly cannot know the answer in relation to the DPRK tests.

In regard to what this article refers to as a “turbo-charged” fission device, boosted fission weapons are an important aspect of nuclear technology that any aspiring nuclear weapons power would want to master. It is entirely possible that North Korea’s most recent nuclear test is a boosted fission device that is more powerful than an unboosted fission device but less powerful than a “true” fusion device, and indeed there is a sense in which even “true” fusion devices are boosted fission bombs, as much of the yield even from a Teller-Ulam configuration device is from boosted fission, although the term “true” H-bomb is usually reserved for a fully scalable two-stage device.

As for inventing a hydrogen bomb from scratch, if Ulam and Sakharov could each independently converge upon essentially the same design sixty years ago, there is no reason that a North Korean nuclear scientist could not come up with essentially the same design again from “scratch” — except that is isn’t from scratch. Once the idea has had its proof of concept and everyone knows it can be built, it is only a question of whether a nation-state is going to invest the resources into building such a device.

The first Soviet fusion device was also controversial in its time: the US was skeptical that the Soviets had the technology and expertise to build a fusion device, and indeed the first Soviet fusion device was not a “true” fusion device like the Ivy Mike test of the US, but was rather Sakharov’s “sloika” or “layer cake” design — more powerful than a simple fission device, but less powerful than the first fusion device detonated by the US. But the Soviets rapidly closed the gap, and Sakharov eventually hit on the same design that Stanislaw Ulam had earlier and independently arrived at in the US.

The technology of an H-bomb is significantly more challenging than that of an A-bomb. To produce a simple fission weapon it is only necessary to possess a sufficient quantity of fissionable material and bring this material together into a critical mass. The basic idea is simple, though the engineering challenge is still difficult. While quite a few details of A-bomb design are available in open sources, exact details necessary to building a successful device are classified secrets of all nuclear weapons powers. A simple gun-type device achieves critical mass by using an explosive charge to rapidly drive together to sub-critical masses into a single critical mass (this is the design of the “Little Boy” bomb dropped on Hiroshima). A more difficult design to master is an implosion device, in which critical mass is achieved by a symmetrical implosion of concentrically layered fissionables (this is the design of the “Fat Man” bomb dropped on Nagisaki).

Constructing an H-bomb requires mastery of an implosion-type fission device that is used to trigger the more powerful fusion device. As with fission weapons, all the design ideas of fusion devices are available in open sources, and the only difficulty in constructing such a device is, firstly, obtaining the fissionables for the fission trigger, and, secondly, mastering the engineering details of compressing the fusion secondary by means of the fission trigger. We know that North Korea can produce a fission weapon, likely of an implosion type, so it is really only a matter of engineering before the North Koreans are able to employ their fission weapon technology to produce a fusion device. All of this requires time and effort and a dedicated work force, but there is nothing in principle secret about the production of an H-bomb.

In Weapons Systems in an Age of High Technology: Nothing is Hidden I emphasized, even in a time of escalating state security and the culture of the universal surveillance state, that there are no secrets in high technology weapons systems. High technology weapons systems are a function of advanced science and an industrial base that allows for the large scale application of scientific ideas in military technologies. Science itself functions through openness, so that the ideas behind even the most well-guarded weapons programs are developed out in the open, as it were.

Even if the largest and most powerful nation-states attempted to create a small cadre of scientists to develop new science in secret, this closed community would be out-paced in its scientific development by the open community of scientific researchers. It is almost impossible — not entirely impossible, but almost — to make high technology weaponry derived from “secret” scientific advances that cannot be bettered by weaponry designed and built on the principles of publicly available science. This is a reality of industrial-technological civilization that we cannot wish away. At a time when science was the province of isolated geniuses and no political entity in existence had a fully industrialized infrastructure, a secret weapon like Greek Fire could be maintained in secrecy for hundreds of years, but this is no longer the world that we live in.

The technology of the H-bomb is now more than sixty years old. If we consider the pace of technological change in other fields, sixty years is like ancient history, so we should not be surprised when sixty year old technology is developed by poor and backward nation-states. In the early and remarkably prescient anthology ONE WORLD or NONE: A Report to the Public on the Full Meaning of the Atomic Bomb Oppenheimer’s contribution noted that one of the effects of nuclear weapons was to make destruction far cheaper than in the past:

“In this past war it cost the United States about $10 a pound to deliver explosive to an enemy target. Fifty thousand tons of explosive would thus cost a billion dollars to deliver. Although no precise estimates of the costs of making an atomic bomb equivalent to 50,000 tons of ordinary explosive in energy release can now be given, it seems certain that such costs might be several hundred times less, possibly a thousand times less. Ton for equivalent ton, atomic explosives are vastly cheaper than ordinary explosives. Before conclusions can be drawn from this fact, a number of points must be looked at. But it will turn out that the immediate conclusion is right: Atomic explosives vastly increase the power of destruction per dollar spent, per man-hour invested; they profoundly upset the precarious balance between the effort necessary to destroy and the extent of the destruction.”

ONE WORLD or NONE: A Report to the Public on the Full Meaning of the Atomic Bomb, Edited by Dexter Masters and Katharine Way, 1946, “The New Weapon: The Turn of the Screw,” J. Robert Oppenheimer, p. 24

Oppenheimer’s observation remains true seventy years later, and what it means today is that even one of the most impoverished and mismanaged economies on the planet can afford to build nuclear weapons. Most nation-states do not build nuclear weapons because of the international pressure not to do so, but rogue states or pariahs of the international community are unconcerned about their standing among other nation-states, and pursue nuclear weapons programs in spite of sanctions and disapproval, valuing military power over international reputation.

In terms of international reputation, North Korea does not even scruple to offend its single ally and sponsor, China, and to do so at the expense of pet projects of the regime. The members of Moranbong Band, reportedly hand-picked by Kim Jong-un, canceled their first scheduled international concert in Beijing and returned to North Korea (North Korean pop band cancels Beijing concert, leaves for home) because the North Koreans would not remove images of North Korean missile launches from videos to be projected during their performance (cf. Kim Jong Un Spurns Xi’s Efforts to Bring Him in From the Cold by David Tweed), but probably also because North Korea knew that China would strongly object to their nuclear test.

Whether or not the North Koreans can build a “true” fusion device at present, whether or not they were lying about their nuclear test, is beside the point. What is relevant is that they have an active nuclear weapons research project and intend to continue with the development of nuclear weapons until they possess a credible nuclear deterrent as the ultimate expression of regime survivability. We can count on the DPRK continuing their development of nuclear weapons, ballistic missiles, and eventually even submarine-launched ballistic missiles. All of these are difficult and expensive yet decades old technologies that can eventually be mastered by a determined nation-state.

We know that the North Korean regime cannot survive indefinitely, because tyranny cannot endure, but we also know that tyranny always fails but democracy does not always prevail. While it is difficult to imagine that what follows the North Korean regime could be worse, China can easily imagine this: millions of North Koreans fleeing over the border and destabilizing parts of China, and eventually a unified Korea that is an ally of the US sharing a border with China. In this, the Chinese and the North Koreans can agree, as for both the “nightmare” scenario is regime collapse that destabilizes Chinese and ends in the removal of the ruling elite in North Korea. The “nightmare” scenario for Seoul and its allies is a North Korean nuclear strike against South Korea, Japan, or the US mainland.

Given the North Korean regime’s dedication to assuring its own survival through the possession of a nuclear deterrent (an imperative shared by the Communist Party elites in China), the interesting question is not the details of the present state of North Korea’s nuclear deterrent, but whether the North Korean regime can persist for a period of time sufficient to produce a truly robust and viable strategic deterrence, complete with MIRVed SLBMs. If the North Koreans can attain this level of technologically sophisticated deterrence within the next few decades, even if the regime fails (as with the Soviet Union) the successor power will still retain a powerful bargaining chip, and can present itself as Putin’s Russia today presents itself: as a world power, even if a world power of questionable stability. The privileged political and military families that run the country today could then count on retaining at least a part of their privileges for their descendants. If, on the other hand, the DPRK collapses ignominiously before converging upon a viable strategic deterrence, South Korea will likely manage the transition, privileged families will lose all of their power, and South Korea will almost certainly completely dismantle the strategic defense programs of the North Korean regime. Nothing will remain of the DPRK, under this scenario, except for the stories of the horrors of its rule.

The generals running the country, who present themselves in public as dutifully taking notes while the “Dear Leader” dispenses his wisdom, are looking out for themselves and their heirs. In any transition, the ruling Kim family will lose its position. The excesses of a dictatorship, then, are borne as the opportunity cost of ensuring the ongoing power and privileges of a ruling elite regardless of the details of the transition of power when the North Korean regime inevitably fails and falls. The military and their cronies in business and government are prepared to hang on to power for the long term, as they have seen similarly entrenched elites hang on to power in nation-states like Egypt, which have passed through revolution and regime change with little underlying change.

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North Korea and Areté

18 December 2011

Sunday


Aristotle as depicted by Raphael in the Vatican stanze.

Aristotle said that excellence is not an act, but a habit.

Aristotle is famous for saying, among other things, that excellence is not an act, but a habit. The Greek word for excellence — areté, ἀρετή — is also translated as “virtue,” so the same Aristotelian quote is sometimes rendered virtue is not an act but a habit. These variant translations are justified, as they point to the close interrelationship between excellence and virtue in Aristotle.

Kim Jong-il impoverished his people and left the world a worse place than he found it.

Aristotle was a common sense philosopher before there was any such thing as common sense philosophy, and his moral psychology is equally commonsensical. Aristotle maintained that people enjoy doing the things that they are good at doing, and so people make an effort at getting good at doing certain things so that they can enjoy these activities all the more. I think that this is largely correct.

The elder Kim looking frail a few months before dying; the younger Kim Jong-un, heir apparent, looking scared.

It would not be overstating the case to say that many individuals actively seek out opportunities for cultivating excellence. These opportunities can vary dramatically from place to place and time to time. Certain socio-economic systems will be richer in opportunities for certain kinds of excellence, so we find excellence unevenly distributed across history and geography.

The blackout of North Korea is both literal and metaphorical. If it was not the Hermit Kingdom in the past, under its communist autocrats it certainly has become a Hermit Kingdom today.

If Aristotle’s moral psychology is more or less correct, it would then stand to reason that we will find excellence-seeking individuals at all times and places, so that these efforts toward excellence are likely to be directed into whatever channels happen to be available.

They know how to goosestep in the DPRK.

Today the news has brought word that Kim Jong-il, the North Korean despot, has died. I have written repeatedly about Kim Jong-il and North Korea, as these provide a radical example of state failure. Even while North Korea is the paradigm case of a failed state, there is a sense in which its rulers have chosen to rule over just such a failed state, though we usually think of failure as an accident. This is failure by design. But what then is the design? In a word: the military.

While the Kim family has been the despotic focus of attention in North Korea, the country is really ruled by the military. And while it is often reported that North Korea maintains an enormous military of a million men under arms, it is rarely reported how the North Korean military is not merely large, but is also an innovative, aggressive, and essentially meritocratic institution (assuming you also know to say the right thing and not say the wrong thing).

Sometimes dictators will create a bloated military of conscripts for bragging rights, but this does not accurately describe the North Korean military. People who study such things say that the North Korean military is an impressive institution in terms of its discipline, organization, and training. While they cannot count on having the most advanced technology and the most sophisticated weapons systems, they can train relentlessly and by all reports they do.

Knowing this to be the case, I would guess that one of the few opportunities to pursue excellence in North Korea would be by way of entering the military. Another opportunity would be to be a gymnast, dancer, or other performer in the enormous spectacles that were staged for the “Dear Leader.” Those are narrow options, but in the nation-state in which saying the wrong thing can mean a life sentence to the gulag for you and your family, it is best not to even try to pursue excellence in literature, art, entertainment, or anything else that might “send a message” and therefore be considered dangerous or subversive. Sports are relatively safe, and we all recall how the Eastern Bloc Warsaw Pact nation-states cultivated extensive sports training programs during the Cold War.

If the only (safe) outlets for a people’s pursuit of excellence is the military or sports, this is going to profoundly affect the cultural life of a country. It is also going to channel a lot of very clever and innovative people into the military who would not, under other circumstances, choose a career in the military. The talents of these intelligent men and women, indirectly conscripted through the suppression of other activities by which they might have pursued other forms of excellence, are in North Korea at the service of the military and therefore at the service of the state. These are the people who rule North Korea.

How will the military rule North Korea after the death of Kim Jong-il? Will they allow his inexperienced son, Kim Jong-un, to assume his place as a figurehead, and continue to rule the country to the greater glory of the DPRK military at the expense of all else? Some self-perpetuating institutions do exactly this; they have an overriding incentive to maintain the system that has put them in control and which disproportionately benefits them at the expense of their countrymen.

There are problems, however. A military establishment of more than a million soldiers is a sufficiently large organization for factions to emerge, and for those factions to be quite large. If, say, each son of Kim Jong-il could command the loyalty of a third of the army, each would still have military forces far larger than those of most nation-states. Internal power struggles have almost certainly already begun, and the issue of these struggles is not likely to be decided for months, if not years. Kim Jong-un is still quite young, and much could happen before he has any opportunity to exercise control (or for others to exercise control in his name).

Internal power struggles in the DPRK could be an opportunity for outside powers to intervene, or to use whatever levers they have available to influence the outcome in North Korea. But China and South Korea, the geographical neighbors, will be most concerned about stability and avoiding a flood of refugees should a crisis emerge. Furthermore, China will not want to take any action that might be interpreted as condoning either interference in internal affairs or questioning the legitimacy of a one-party state, since either action could be turned around and used against China in turn.

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